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UCAN Invocation Specification v0.1.1

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0 Abstract

UCAN Invocation defines a format for expressing the intention to execute delegated UCAN capabilities, the attested receipts from an execution, and how to extend computation via promise pipelining.

Language

The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in RFC 2119.

1 Introduction

Just because you can doesn't mean that you should

— Anonymous

UCAN is a chained-capability format. A UCAN contains all of the information that one would need to perform some task, and the provable authority to do so. This begs the question: can UCAN be used directly as an RPC language?

Some teams have had success with UCAN directly for RPC when the intention is clear from context. This can be successful when there is more information on the channel than the UCAN itself (such as an HTTP path that a UCAN is sent to). However, capability invocation contains strictly more information than delegation: all of the authority of UCAN, plus the command to perform the task.

1.1 Intuition

1.1.1 Car Keys

Consider the following fictitious scenario:

Akiko is going away for the weekend. Her good friend Boris is going to borrow her car while she's away. They meet at a nearby cafe, and Akiko hands Boris her car keys. Boris now has the capability to drive Akiko's car whenever he wants to. Depending on their plans for the rest of the day, Akiko may find Boris quite rude if he immediately leaves the cafe to go for a drive. On the other hand, if Akiko asks Boris to run some last minute pre-vacation errands for that require a car, she may expect Boris to immediately drive off.

1.1.2 Lazy vs Eager Evaluation

In a referentially transparent setting, the description of a task is equivalent to having done so: a function and its results are interchangeable. Programming languages with call-by-need semantics have shown that this can be an elegant programming model, especially for pure functions. However, when something will run can sometimes be unclear.

Most languages use eager evaluation. Eager languages must contend directly with the distinction between a reference to a function and a command to run it. For instance, in JavaScript, adding parentheses to a function will run it. Omitting them lets the program pass around a reference to the function without immediately invoking it.

const message = () => alert("hello world")
message // Nothing happens
message() // A message interrupts the user

Delegating a capability is like the statement message. Task is akin to message(). It's true that sometimes we know to run things from their surrounding context without the parentheses:

[1, 2, 3].map(message) // Message runs 3 times

However, there is clearly a distinction between passing a function and invoking it. The same is true for capabilities: delegating the authority to do something is not the same as asking for it to be done immediately, even if sometimes it's clear from context.

1.2 Delegation Gossip

UCAN delegation can be gossiped freely between services. This is not true for invocation.

For example, if alice@example.com delegates her web3.storage storage quota to bob@example.com, it may be beneficial for all of the related web3.storage services to cache this information. If this were to be understood as an invocation, then gossiping this information would lead to validation failures due to principal misalignment in the certificate chain.

By distinguishing invocation from delegation, agents are able to understand the user intention, and handle such messages accordingly. Receipt of an invocation with misaligned principles will fail, but a delegation may be held in e.g. Bob's proxy inbox to be acted on when he comes online or widely distributed across the web3.storage infrastructure.

1.3 Separation of Concerns

Information about the scheduling, order, and pipelining of tasks is orthogonal to the flow of authority. An agent collaborating with the original executor does not need to know that their call is 3 invocations deep; they only need to know that they been asked to perform some task by the latest invoker.

As we shall see in the discussion of promise pipelining, asking an agent to perform a sequence of tasks before you know the exact parameters requires delegating capabilities for all possible steps in the pipeline. Pulling pipelining detail out of the core UCAN spec serves two functions: it keeps the UCAN spec focused on the flow of authority, and makes salient the level of de facto authority that the executor has (since they can claim any value as having returned for any step).

  ────────────────────────────────────────────Time──────────────────────────────────────────────────────►

┌──────────────────────────────────────────Delegation─────────────────────────────────────────────────────┐
│                                                                                                         │
│  ┌─────────┐   ┌─────────┐   ┌─────────┐         ┌─────────┐                ┌─────────┐                 │
│  │         │   │         │   │         │         │         │                │         │                 │
│  │  Alice  ├──►│   Bob   ├──►│  Carol  ├────────►│   Dan   ├───────────────►│  Erin   │                 │
│  │         │   │         │   │         │         │         │                │         │                 │
│  └─────────┘   └─────────┘   └─────────┘         └─────────┘                └─────────┘                 │
│                                                                                                         │
└─────────────────────────────────────────────────────────────────────────────────────────────────────────┘

┌──────────────────────────────────────────Invocation─────────────────────────────────────────────────────┐
│                                                                                                         │
│                              ┌─────────┐         ┌─────────┐                                            │
│                              │         │         │         │                                            │
│                              │  Carol  ╞═══All══►│   Dan   │                                            │
│                              │         │         │         │                                            │
│                              └─────────┘         └─────────┘                                            │
│                                                                                                         │
│                                                  ┌─────────┐                              ┌─────────┐   │
│                                                  │         │                              │         │   │
│                                                  │   Dan   ╞═══════════Update DB═════════►│  Erin   │   │
│                                                  │         │                              │         │   │
│                                                  └─────────┘                              └─────────┘   │
│                                                                                                         │
│                                                           ┌─────────┐                ┌─────────┐        │
│                                                           │         │                │         │        │
│                                                           │   Dan   ╞═══Read Email══►│  Erin   │        │
│                                                           │         │           ▲    │         │        │
│                                                           └─────────┘           ┆    └─────────┘        │
│                                                                               With                      │
│                                                                               Result                    │
│                                                                  ┌─────────┐   Of         ┌─────────┐   │
│                                                                  │         │    ┆         │         │   │
│                                                                  │   Dan   ╞════Set DNS══►│  Erin   │   │
│                                                                  │         │              │         │   │
│                                                                  └─────────┘              └─────────┘   │
│                                                                                                         │
└─────────────────────────────────────────────────────────────────────────────────────────────────────────┘

1.3 A Note On Serialization

The JSON examples below are given in DAG-JSON, but UCAN Task is actually defined as IPLD. This makes UCAN Task agnostic to encoding. DAG-JSON follows particular conventions around wrapping CIDs and binary data in tags like so:

CID

{"/": "Qmf412jQZiuVUtdgnB36FXFX7xg5V6KEbSJ4dpQuhkLyfD"}

Bytes

{"/": {"bytes": "s0m3Byte5"}}

This format help disambiguate type information in generic DAG-JSON tooling. However, your presentation need not be in this specific format, as long as it can be converted to and from this cleanly. As it is used for the signature format, DAG-CBOR is RECOMMENDED.

1.4 Signatures

All payloads described in this spec MUST be signed with a Varsig.

2 High-Level Concepts

2.1 Roles

Task adds two new roles to UCAN: invoker and executor. The existing UCAN delegator and delegate principals MUST persist to the invocation.

UCAN Field Delegation Task
iss Delegator: transfer authority (active) Invoker: request task (active)
aud Delegate: gain authority (passive) Executor: perform task (active)

2.1.1 Invoker

The invoker signals to the executor that a task associated with a UCAN SHOULD be performed.

The invoker MUST be the UCAN delegator. Their DID MUST be authenticated in the iss field of the contained UCAN.

2.1.2 Executor

The executor is directed to perform some task described in the UCAN by the invoker.

The executor MUST be the UCAN delegate. Their DID MUST be set the in aud field of the contained UCAN.

2.2 Components

2.2.1 Task

A Task is like a deferred function application: a request to perform some action on a resource with specific input.

2.2.2 Authorization

An Authorization is a cryptographically signed proof permitting execution of referenced Tasks. It allows the Invoker to authorize a group of tasks using one cryptographic signature.

2.2.3 Invocation

An Invocation is a command to the Executor to run the Task, authorized by the Invoker.

2.2.4 Result

A Result is the output of a Task.

2.2.5 Receipt

A Receipt is a cryptographically signed description of the Invocation output and requested Effects.

2.2.6 Effect

An Effect are the instruction to the Executor to run set of Tasks concurrently.

2.3 IPLD Schema

type Task struct {
  on      URI
  call    Ability
  input   {String : Any}

  nnc     string
}

type URI string
type Ability string

type Authorization struct {
  # Authorization is denoted by the set of links been authorized
  scope   [&Any]
  # Scope signed by the invoker
  s       VarSig
}

type Invocation struct {
  v       SemVer

  run     &Task

  # Receipt of the invocation that caused this invocation
  cause   optional &Invocation

  # Task authorization.
  auth    &Authorization

  meta    {String : Any}

  prf     [&UCAN]
}

type SemVer string

type Receipt struct {
  # Invocation this is a receipt for
  ran     &Invocation

  # Output of the invocation
  out     Result

  # Effects to be performed
  fx      Effects
 
  # All the other metadata
  meta    {String : Any}

  # Principal that issued this receipt. If omitted issuer is
  # inferred from the invocation task audience.
  iss     optional Principal

  # When issuer is different from executor this MUST hold a UCAN
  # delegation chain from executor to the issuer. This should be 
  # omitted when the executor is the issuer.
  prf     [&UCAN]

  # Signature from the "iss".
  s       Varsig
}

type Result union {
  | any    "ok"    # Success
  | any    "error" # Error
} representation kinded

# Represents a request to invoke enclosed set of tasks concurrently
type Effects struct {
  # Primary set of tasks to be invoked
  fork      [&Task]
  
  # Continuation for straight-line programs
  join       optional &Task
}

# Way to reference result of the Task
type Await union {
  | &Task    "await/*"
  | &Task    "await/ok"
  | &Task    "await/error"
} representation keyed

3 Task

A Task is the smallest unit of work that can be requested from a UCAN. It describes one (resource, ability, input) triple. The input field is free form, and depend on the specific resource and ability being interacted with, and is not described in this specification.

Using the JavaScript analogy from the introduction, a Task is similar to wrapping a call in an anonymous function:

{
  "on": "mailto:alice@example.com",
  "call": "msg/send",
  "input": {
    "to": [
      "bob@example.com",
      "carol@example.com"
    ],
    "subject": "hello",
    "body": "world"
  }
}
// Pseudocode
() =>
  msg.send("mailto:alice@example.com", {
    to: ["bob@example.com", "carol@example.com"],
    subject: "hello",
    body: "world"
  })

Later, when we explore promise pipelines, this also includes capturing the promise:

{
  "bafy...getMailingList": {
    "on": "https://exmaple.com/mailinglist",
    "call": "crud/read"
  },
  "bafy...sendEmail": {
    "on": "mailto://alice@example.com",
    "call": "msg/send",
    "input": {
      "to": {
        "await/ok": {
          "/": "bafy...getMailingList"
        }
      },
      "subject": "hello",
      "body": "world"
    }
  }
}
// Pseudocode
const mailingList = crud.read("https://exmaple.com/mailinglist");
const sendEmail = msg.send("mailto://alice@example.com", {
  to: mailingList.await().ok,
  subject: "hello",
  body: "world"
});

3.1 Schema

type Task struct {
  on    URI
  call  Ability
  input {String : Any}
  nnc   string
}

3.2 Fields

3.2.1 Resource

The on field MUST contain the URI of the resource being accessed. If the resource being accessed is some static data, it is RECOMMENDED to reference it by the data, ipfs, or magnet URI schemes.

3.2.3 Ability

The call field MUST contain a UCAN Ability. This field can be thought of as the message or trait being sent to the resource.

3.2.4 Input

The OPTIONAL input field, MAY contain any parameters expected by the URI/Ability pair, which MAY be different between different URIs and Abilities, and is thus left to the executor to define the shape of this data.

If present, input field MUST have an IPLD map representation, and thus MAY be a:

  1. struct in map representation.
  2. keyed, enveloped or inline union.
  3. unit in empty map representation.
  4. map in map representation.

UCAN capabilities provided in [Proofs] MAY impose certain constraint on the type of input allowed.

If input field is not present, it is implicitly a unit represented as empty map.

3.2.6 Nonce

If present, the OPTIONAL nnc field MUST include a random nonce expressed in ASCII. This field ensures that multiple invocations are unique.

3.3 DAG-JSON Examples

3.3.1 Interacting with an HTTP API

{
  "on": "https://example.com/blog/posts",
  "call": "crud/create",
  "input": {
    "headers": {
      "content-type": "application/json"
    },
    "payload": {
      "title": "How UCAN Tasks Changed My Life",
      "body": "This is the story of how one spec changed everything...",
      "topics": [
        "authz",
        "journal"
      ],
      "draft": true
    }
  }
}

3.3.2 Sending Email

{
  "on": "mailto:akiko@example.com",
  "call": "msg/send",
  "input": {
    "to": [
      "boris@example.com",
      "carol@example.com"
    ],
    "subject": "Coffee",
    "body": "Hey you two, I'd love to get coffee sometime and talk about UCAN Tasks!"
  }
}

3.3.3 Running WebAssembly

{
  "on": "data:application/wasm;base64,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",
  "call": "wasm/run",
  "input": {
    "func": "add_one",
    "args": [
      42
    ]
  }
}

4 Authorization

An Authorization is cryptographically signed data set. It represents an authorization to run Tasks that are included in scope data set.

4.1 Schema

type Authorization struct {
  # Authorization is denoted by the set of links been authorized
  scope   [&Any] (implicit [])

  # Scope signed by the invoker
  s       VarSig
}

4.2 Fields

4.2.1 Authorization Scope

The scope field MUST be a set of links been authorized. It SHOULD be encoded as an alphabetically ordered list without duplicates.

If the scope field is omitted, it is implicitly treated as an empty list (authorizing nothing).

4.2.2 Signature

The s field MUST contain a Varsig of the [CBOR] encoded scope field.

4.3 DAG-JSON Example

{
  "scope": [
    {
      "/": "bafyreihtmwju3okftpeuqe3x3ux5e7c2jescakwnoiyv45vnicke4kdxy4"
    },
    {
      "/": "bafyreieuo63r3y2nuycaq4b3q2xvco3nprlxiwzcfp4cuupgaywat3z6mq"
    }
  ],
  "s": {
    "/": {
      "bytes": "7aEDQIJB8XXJ6hWbwu40fN4bq8+Zq8BxyybSWXatMVU3VsL+yzVYpeJqsEBQE5rNtUJefR5rRCNimKNZMJjA9/udZQQ"
    }
  }
}

5 Invocation

As noted in the introduction, there is a difference between a reference to a function and calling that function. The Invocation is an instruction to the Executor to perform enclosed Task. Invocations are not executable until they have been provided provable authority (in form of UCANs in the prf field) and an Authorization (in the auth field) from the Invoker.

The auth field MUST be contain an Authorization which signs over the &Task in run.

Concretely, this means that the &Task MUST be present in the associated auth's scope field. An Invocation where the associated Authorization does not include the Task in the scope MUST be considered invalid.

5.1 Schema

type Invocation struct {
  v       SemVer

  run     &Task
  # Receipt of the invocation that caused this invocation
  cause   optional &Invocation

  # Task authorization.
  auth    &Authorization

  meta    {String : any}

  prf     [&UCAN]
}

type SemVer string

5.2 Fields

5.2.1 UCAN Task Version

The v field MUST contain the SemVer-formatted version of the UCAN Invocation Specification that this struct conforms to.

5.2.2 Task

The run field MUST contain a link to the Task to be run.

5.2.3 Cause

Tasks MAY be invoked as an effect caused by a prior Invocation. Such Invocations SHOULD have a cause field set to the Receipt link of the Invocation that caused it. The linked Receipt MUST have an Effect (the fx field) containing invoked Task in the run field.

5.2.4 Authorization

The auth field MUST contain a link to the Authorization that authorizes invoked Task in the run field. The linked Authorization MUST contain run in its scope.

5.2.4 Proofs

The prf field MUST contain links to any UCANs that provide the authority to perform this task. All of the outermost proofs MUST have aud field set to the Executor's DID. All of the outmost proofs MUST have iss field set to the Invoker's DID.

5.2.6 Metadata

The OPTIONAL meta field MAY be used to include human-readable descriptions, tags, execution hints, resource limits, and so on. If present, the meta field MUST contain a map with string keys. The contents of the map are left undefined to encourage extensible use.

If meta field is not present, it is implicitly a unit represented as an empty map.

5.3 DAG-JSON Example

5.3.1 Single Invocation

{
  "bafy...createBlogPost": {
    "on": "https://example.com/blog/posts",
    "call": "crud/create",
    "input": {
      "headers": {
        "content-type": "application/json"
      },
      "payload": {
        "title": "How UCAN Tasks Changed My Life",
        "body": "This is the story of how one spec changed everything...",
        "topics": [
          "authz",
          "journal"
        ],
        "draft": true
      }
    }
  },
  "bafy...auth": {
    "scope": [
      {
        "/": "bafy...createBlogPost"
      }
    ],
    "s": {
      "/": {
        "bytes": "7aEDQPPhXNvtVb5/T+O40xXU6TSgJZDFnlVaV3GMlaEo/dvxtyaCLm8uUsFK4xzQsQd82QQUYA6fK506XqjghRlucAQ"
      }
    }
  },
  "bafy...invocation": {
    "v": "0.1.0",
    "run": {
      "/": "bafy...createBlogPost"
    },
    "auth": {
      "/": "bafy...auth"
    },
    "prf": [
      {
        "/": "bafy...ucanProof"
      }
    ]
  }
}

5.3.1 Multiple Invocations

{
  "bafy...createBlogPostTask": {
    "on": "https://example.com/blog/posts",
    "call": "crud/create",
    "input": {
      "headers": {
        "content-type": "application/json"
      },
      "payload": {
        "title": "How UCAN Tasks Changed My Life",
        "body": "This is the story of how one spec changed everything...",
        "topics": [
          "authz",
          "journal"
        ],
        "draft": true
      }
    }
  },
  "bafy...sendEmailTask": {
    "on": "mailto:akiko@example.com",
    "call": "msg/send",
    "input": {
      "to": [
        "boris@example.com",
        "carol@example.com"
      ],
      "body": "Hey you two, I'd love to get coffee sometime and talk about UCAN Tasks!",
      "subject": "Coffee"
    }
  },
  "bafy...multipleAuth": {
    "scope": [
      {
        "/": "bafy...sendEmailTask"
      },
      {
        "/": "bafy...createBlogPostTask"
      }
    ],
    "s": {
      "/": {
        "bytes": "7aEDQMyGqYw2iwP7uIn+Kav5AWe9l5VnL72Gpkzs1Azp+zs6vnixQPa1aCSrok4XwKkhSlFRmRN8YbyohB6iDFl4CQ8"
      }
    }
  },
  "bafy...createBlogPostInvocation": {
    "v": "0.1.0",
    "run": {
      "/": "bafy...createBlogPostTask"
    },
    "auth": {
      "/": "bafy...multipleAuth"
    },
    "prf": [
      {
        "/": "bafyreid6q7uslc33xqvodeysekliwzs26u5wglas3u4ndlzkelolbt5z3a"
      }
    ]
  },
  "bafy...sendEmailInvocation": {
    "v": "0.1.0",
    "run": {
      "/": "bafy...sendEmailTask"
    },
    "auth": {
      "/": "bafy...multipleAuth"
    },
    "prf": [
      {
        "/": "bafyreihvee5irbkfxspsim5s2zk2onb7hictmpbf5lne2nvq6xanmbm6e4"
      }
    ]
  }
}

5.3.3 Causal Invocations

{
  "bafy...updateDnsTask": {
    "on": "dns:example.com?TYPE=TXT",
    "call": "crud/update",
    "input": {
      "value": "hello world"
    }
  },
  "bafy...auth": {
    "scope": [
      {
        "/": "bafyreievhy7rnzot7mnzbnqtiajhxx7fyn7y2wkjtuzwtmnflty3767dny"
      }
    ],
    "s": {
      "/": {
        "bytes": "7aEDQIscUKVuAIB2Yj6jdX5ru9OcnQLxLutvHPjeMD3pbtHIoErFpo7OoC79Oe2ShgQMLbo2e6dvHh9scqHKEOmieA0"
      }
    }
  },
  "bafy...updateDnsInvocation": {
    "v": "0.1.0",
    "run": {
      "/": "bafy...updateDnsTask"
    },
    "auth": {
      "/": "bafy...auth"
    },
    "cause": {
      "/": "bafy...somePriorInvocation"
    },
    "prf": [
      {
        "/": "bafyreieynwqrabzdhgl652ftsk4mlphcj3bxchkj2aw5eb6dc2wxieilau"
      }
    ]
  }
}

6 Result

A Result records the output of the Task, as well as its success or failure state.

6.1 Schema

type Result union {
  | any "ok"
  | any "error"
} representation keyed

6.2 Variants

6.2.1 Success

The success branch MUST contain the value returned from a successful Task wrapped in the "ok" tag. The exact shape of the returned data is left undefined to allow for flexibility in various Task types.

{ "ok": 42 }

6.2.2 Failure

The failure branch MAY contain detail about why execution failed wrapped in the "error" tag. It is left undefined in this specification to allow for Task types to standardize the data that makes sense in their contexts.

If no information is available, this field SHOULD be set to {}.

{
  "error": {
    "dev/reason": "unauthorized",
    "http/status": 401
  }
}

7 Effect

The result of an Invocation MAY include a request for further actions to be performed via "effects". This enables several things: a clean separation of pure return values from requesting impure tasks to be performed by the runtime, and gives the runtime the control to decide how (or if!) more work should be performed.

Effects describe requests for future work to be performed. All Invocations in an Effect block MUST be treated as concurrent, unless explicit data dependencies between them exist via promise Pipelines. The fx block contains two fields: fork and join.

Tasks listed in the fork field are first-class and only ordered by promises; they otherwise SHOULD be considered independent and equal. As such, atomic guarantees such as failure of one effect implying failure of other effects if left undefined.

The join field describes an OPTIONAL "special" Invocation which instruct the Executor that the Task Invocation is a continuation of the previous Invocation. This roughly emulates a virtual thread which terminates in an Invocation that produces Effect without a join field.

Tasks in the fork field MAY be related to the Task in the join field if there exists a Promise referencing either Task. If such a promise does not exist, then they SHOULD be treated as entirely separate and MAY be scheduled, deferred, fail, retry, and so on entirely separately.

7.1 Schema

# Represents a request to invoke enclosed set of tasks concurrently
type Effects {
  # Primary set of tasks to be invoked
  fork      [&Invocation]
  
  # Additional task to be invoked with added semantics
  # of representing a workflow execution continuation.
  join      optional &Invocation
}

7.2 Fields

7.2.1 Forked Task Invocations

The OPTIONAL fork field, if present MUST be a list of an alphabetically ordered Task links. List MUST NOT not contain duplicate entries.

7.2.2 Joined Task Invocation

The OPTIONAL join field, if present MUST be set to a Task link.

7.3 DAG-JSON Examples

7.3.1 Effect spawning concurrent threads

{
  "fork": [
    {
      "/": "bafyreigmmdzix2vxboojvv6j6h7sgvxnrecdxtglwtqpxw7hybebzlsax4"
    },
    {
      "/": "bafyreif6gfpzgxnii4ys6a4bjenefg737fb5bgam3onrbmhnoa4llk244q"
    }
  ]
}

7.3.2 Effect continuing thread execution

{
  "join": {
    "/": "bafyreievhy7rnzot7mnzbnqtiajhxx7fyn7y2wkjtuzwtmnflty3767dny"
  }
}

7.3.1 Effect with fork & join

{
  "join": {
    "/": "bafyreievhy7rnzot7mnzbnqtiajhxx7fyn7y2wkjtuzwtmnflty3767dny"
  },
  "fork": [
    {
      "/": "bafyreigmmdzix2vxboojvv6j6h7sgvxnrecdxtglwtqpxw7hybebzlsax4"
    },
    {
      "/": "bafyreif6gfpzgxnii4ys6a4bjenefg737fb5bgam3onrbmhnoa4llk244q"
    }
  ]
}

8 Receipt

A Receipt is an attestation of the Result and requested Effects by a Task Invocation. A Receipt MUST be signed by the Executor or it's delegate. If signed by the delegate, the proof of delegation from the Executor to the delegate (the iss of the receipt) MUST be provided in prf.

NB: a Receipt does not guarantee correctness of the result! The statement's veracity MUST be only understood as an attestation from the executor.

Receipts MUST use the same version as the invocation that they contain.

8.1 Schema

type Receipt struct {
  ran     &Invocation

  # output of the invocation
  out     Result

  # Effects to be performed
  fx      Effects

  # All the other metadata
  meta    {String: any}

  # Principal that issued this receipt.
  # If omitted issuer is inferred from 
  # the invocation task audience.
  iss     optional Principal

  # When issuer is different from executor
  # this MUST hold a UCAN delegation chain 
  # from executor to the issuer.
  # This field SHOULD be omitted executor is an issuer.
  prf     [&UCAN]

  # Signature from the `iss`.
  s       Varsig
}

8.2 Fields

8.2.1 Ran Invocation

The ran field MUST include a link to the Invocation that the Receipt is for.

8.2.2 Output

The out field MUST contain the value output of the invocation in Result format.

8.2.3 Effect

The OPTIONAL fx field, if present MUST be set to the caused Effect. The Executor SHOULD invoke contained Task to progress a workflow execution.

If fx does not contain OPTIONAL join field, it denotes completion of the current execution thread.

8.2.4 Metadata Fields

The OPTIONAL metadata field MAY be omitted or used to contain additional data about the receipt. This field MAY be used for tags, commentary, trace information, and so on.

8.2.5 Receipt Issuer

The OPTIONAL iss field, if present MUST contain the DID of the Executor delegate that signed it. If field is present, delegation from Executor MUST be included in the prf field.

If iss field is omitted, Receipt MUST be signed by the Executor.

8.2.6 Proofs

If OPTIONAL prf field is present, MUST contain link to UCAN delegation authorizing Receipt Issuer (iss) to carry Task execution.

8.2.7 Signature

The s field MUST contain a Varsig of the DAG-CBOR encoded Receipt without s field. The signature MUST be generated by the Executor or a delegate if OPTIONAL iss field is set.

8.3 DAG-JSON Examples

8.3.1 Issued by Executor

{
  "ran": {
    "/": "bafyreia5tctxekbm5bmuf6tsvragyvjdiiceg5q6wghfjiqczcuevmdqcu"
  },
  "out": {
    "ok": {
      "members": [
        "bob@example.com",
        "alice@web.mail"
      ]
    }
  },
  "meta": {
    "retries": 2,
    "time": [
      400,
      "hours"
    ]
  },
  "s": {
    "/": {
      "bytes": "7aEDQLYvb3lygk9yvAbk0OZD0q+iF9c3+wpZC4YlFThkiNShcVriobPFr/wl3akjM18VvIv/Zw2LtA4uUmB5m8PWEAU"
    }
  }
}

8.3.2 Issued by Delegate

{
  "ran": {
    "/": "bafyreia5tctxekbm5bmuf6tsvragyvjdiiceg5q6wghfjiqczcuevmdqcu"
  },
  "out": {
    "ok": {
      "members": [
        "bob@example.com",
        "alice@web.mail"
      ]
    }
  },
  "meta": {
    "retries": 2,
    "time": [
      400,
      "hours"
    ]
  },
  "iss": "did:key:z6MkrZ1r5XBFZjBU34qyD8fueMbMRkKw17BZaq2ivKFjnz2z",
  "prf": [
    {
      "/": "bafyreihfgvlol74ugosa5gkzvbsghmq7wiqn4xvgack4uwn4qagrml6p74"
    }
  ],
  "s": {
    "/": {
      "bytes": "7aEDQKxIrga+88HNDd69Ho4Ggz8zkf+GxWC6dAGYua6l85YgiL3NqGxyGAygiSZtWrWUo6SokgOys2wYE7N+novtcwo"
    }
  }
}

7.3.3 Receipt with effects

{
  "ran": {
    "/": "bafyreig3qnao4suz3lchh4joof7fhlobmgxhaal3vw4vtcghtlgtp7u4xy"
  },
  "out": {
    "ok": {
      "status": 200
    }
  },
  "fx": {
    "join": {
      "/": "bafyreievhy7rnzot7mnzbnqtiajhxx7fyn7y2wkjtuzwtmnflty3767dny"
    },
    "fork": [
      {
        "/": "bafyreigmmdzix2vxboojvv6j6h7sgvxnrecdxtglwtqpxw7hybebzlsax4"
      },
      {
        "/": "bafyreif6gfpzgxnii4ys6a4bjenefg737fb5bgam3onrbmhnoa4llk244q"
      }
    ]
  },
  "s": {
    "/": {
      "bytes": "7aEDQAHWabtCE+QikM3Np94TrA5T8n2yXqy8Uf35hgw0fe5c2Xi1O0h/JgrFmGl2Gsbhfm05zpdQmwfK2f/Sbe00YQE"
    }
  }
}

9 Pipelines

Machines grow faster and memories grow larger. But the speed of light is constant and New York is not getting any closer to Tokyo. As hardware continues to improve, the latency barrier between distant machines will increasingly dominate the performance of distributed computation. When distributed computational steps require unnecessary round trips, compositions of these steps can cause unnecessary cascading sequences of round trips

— Mark Miller, Robust Composition

There MAY not be enough information to described an Invocation at creation time. However, all of the information required to construct the next request in a sequence MAY be available in the same Batch, or in a previous (but not yet complete) Invocation.

Some invocations MAY require input from set of other invocations. Waiting for each request to complete before proceeding to the next task has a performance impact due to the amount of latency. Promise pipelining is a solution to this problem: by referencing a prior invocation, a pipelined invocation can direct the executor to use the output of one invocations into the input of the other. This liberates the invoker from waiting for each step.

An Await MAY be used as a variable placeholder for a concrete value in a Task Invocation output, waiting on a previous step to complete.

For example, consider the following invocation batch:

{
  "bafy...createBlogPostTask": {
    "on": "https://example.com/blog/posts",
    "call": "crud/create",
    "input": {
      "payload": {
        "title": "How UCAN Tasks Changed My Life",
        "body": "This is the story of how one spec changed everything..."
      }
    }
  },
  "bafy...getBlogEditorsTask": {
    "on": "https://example.com/users/editors",
    "call": "crud/read"
  },
  "bafy...sendEmailTask": {
    "on": "mailto:akiko@example.com",
    "call": "msg/send",
    "input": {
      "to": {
        "await/ok": {
          "/": "bafy...getBlogPostEditorsTask"
        }
      },
      "subject": "Coffee",
      "body": {
        "await/ok": {
          "/": "bafy...createBlogPostTask"
        }
      }
    }
  },
  "bafy...sendEmailInvoctaion": {
    "v": "0.1.0",
    "run": {
      "/": "bafy...sendEmailTask"
    },
    "auth": {
      "/": "bafy...auth"
    },
    "prf": [
      {
        "/": "bafy...proofUcanOutsideExample"
      }
    ]
  },
  "bafy...auth": {
    "scope": [
      {
        "/": "bafy...sendEmailTask"
      },
      {
        "/": "bafy...getBlogPostEditorsTask"
      },
      {
        "/": "bafy...createBlogPostTask"
      }
    ],
    "s": {
      "/": {
        "bytes": "7aEDQDEGkezG7Bcpeknf2UJ7hpqeL1PZodrYYTSwRjqZPf67P4r1lRZvX+6+9gV+wDZUX0DZLMv64n2fPKnjvxrEugE"
      }
    }
  }
}

By analogy, above examples can be interpreted roughly as follows:

const createDraft = crud.create("https://example.com/blog/posts", {
  payload: {
    title: "How UCAN Tasks Changed My Life",
    body: "This is the story of how one spec changed everything...",
  },
})

const getEditors = crud.read("https://example.com/users/editors")

const notify = msg.send("mailto:akiko@example.com", {
  to: (await createDraft).ok,
  subject: "Coffee",
  body: (await getEditors).ok,
})

Any Task field other besides do MAY be substituted with Await. The do field is critical in understanding what kind of action will be performed and CAN NOT be substituted with Await.

An Await MAY be used across Invocations with a same Authorization, or across Invocations with different Authorization and MAY even be across multiple Invokers and Executors. As long as the invocation can be resolved, it MAY be promised. This is sometimes referred to as "promise pipelining".

Await

An Await describes the eventual output of the referenced Task invocation. An Await MUST resolve to an output Result with await/* variant. If unwrapping success or failure case is desired, corresponding await/ok or await/error variants MUST be used.

9.1 Schema

type Await union {
  | &Task "await/*"
  | &Task "await/ok"
  | &Task "await/error"
} representation keyed

9.2 Variants

9.2.1 Success

The successful output of the Task MAY be referenced by wrapping the Task in the "await/ok" tag.

Executor MUST fail Task that Awaits successful output of the failed Task.

Executor MUST substitute Task field set to the Await of the successful Task with an (unwrapped) ok value of the output.

9.2.2 Failure

The failed output of the Task MAY be referenced by wrapping the Task in the "await/error" tag.

Executor MUST fail Task that Awaits failed output of the successful Task.

Executor MUST substitute Task field set to the Await of the failed Task with an (unwrapped) error value of the output.

9.2.3 Result

The Result output of the Task MAY be reference by wrapping the Task in the "await/*" tag.

Executor MUST substitute Task field set to the Await of the Task with a Result value of the output.

9.3 Dataflow

Pipelining uses Await as inputs to determine the required dataflow graph. The following examples both express the following dataflow graph:

9.3.1 Batched

flowchart BR
    update-dns("with: dns:example.com?TYPE=TXT
                do: crud/update")
    notify-bob("with: mailto://alice@example.com
                do: msg/send
                to: bob@example.com")
    notify-carol("with: mailto://alice@example.com
                  do: msg/send
                  to: carol@example.com")

    log-as-done("with: https://example.com/report
                do: crud/update")

    update-dns --> notify-bob --> log-as-done
    update-dns --> notify-carol --> log-as-done
{
  "bafy...updateDnsTask": {
    "on": "dns:example.com?TYPE=TXT",
    "call": "crud/update",
    "input": {
      "value": "hello world"
    }
  },
  "bafy...sendBobEmailTask": {
    "on": "mailto://alice@example.com",
    "call": "msg/send",
    "input": {
      "to": "bob@example.com",
      "subject": "DNSLink for example.com",
      "body": {
        "await/ok": {
          "/": "bafy...updateDnsTask"
        }
      }
    }
  },
  "bafy...sendCarolEmailTask": {
    "on": "mailto://alice@example.com",
    "call": "msg/send",
    "input": {
      "to": "carol@example.com",
      "subject": "Hey Carol, DNSLink was updated!",
      "body": {
        "await/ok": {
          "/": "bafy...updateDnsTask"
        }
      }
    }
  },
  "bafy...updateReportTask": {
    "on": "https://example.com/report",
    "call": "crud/update",
    "input": {
      "payload": {
        "from": "mailto://alice@exmaple.com",
        "to": [
          "bob@exmaple.com",
          "carol@example.com"
        ],
        "event": "email-notification"
      },
      "_": [
        {
          "await/ok": {
            "/": "bafy...sendBobEmailTask"
          }
        },
        {
          "await/ok": {
            "/": "bafy...sendCarolEmailTask"
          }
        }
      ]
    }
  },
  "bafy...auth": {
    "scope": [
      {
        "/": "bafy...updateDnsTask"
      },
      {
        "/": "bafy...sendBobEmailTask"
      },
      {
        "/": "bafy...sendCarolEmailTask"
      },
      {
        "/": "bafy...updateReportTask"
      }
    ],
    "s": {
      "/": {
        "bytes": "7aEDQLbVVvN/RU8juyz+r36xMgCP1Eh1OknVckuCPrkTmvGS+ULTtCcvjF3gCqpqf6As7VLewoqTvWX1sswRudmOvAY"
      }
    }
  },
  "bafy...updateDnsInvocation": {
    "v": "0.1.0",
    "run": {
      "/": "bafy...updateDnsTask"
    },
    "auth": {
      "/": "bafy...auth"
    },
    "prf": [
      {
        "/": "bafyreiflsrhtwctat4gulwg5g55evudlrnsqa2etnorzrn2tsl2kv2in5i"
      }
    ]
  },
  "bafy...sendBobEmailInvocation": {
    "v": "0.1.0",
    "run": {
      "/": "bafy...sendBobEmailTask"
    },
    "auth": {
      "/": "bafy...auth"
    },
    "prf": [
      {
        "/": "bafyreiflsrhtwctat4gulwg5g55evudlrnsqa2etnorzrn2tsl2kv2in5i"
      }
    ]
  },
  "bafy...sendCarolEmailInvocation": {
    "v": "0.1.0",
    "run": {
      "/": "bafy...sendCarolEmailTask"
    },
    "auth": {
      "/": "bafy...auth"
    },
    "prf": [
      {
        "/": "bafyreiflsrhtwctat4gulwg5g55evudlrnsqa2etnorzrn2tsl2kv2in5i"
      }
    ]
  },
  "bafy...updateReportInvocation": {
    "v": "0.1.0",
    "run": {
      "/": "bafy...updateReportTask"
    },
    "auth": {
      "/": "bafy...auth"
    },
    "prf": [
      {
        "/": "bafyreiflsrhtwctat4gulwg5g55evudlrnsqa2etnorzrn2tsl2kv2in5i"
      }
    ]
  }
}

9.4.2 Serial

flowchart TB
    update-dns("with: dns:example.com?TYPE=TXT
                do: crud/update")
    notify-bob("with: mailto://alice@example.com
                do: msg/send
                to: bob@example.com")
    notify-carol("with: mailto://alice@example.com
                  do: msg/send
                  to: carol@example.com")

    log-as-done("with: https://example.com/report
                do: crud/update")

    subgraph start [ ]
    update-dns
    notify-bob
    end

    subgraph finish [ ]
    notify-carol
    log-as-done
    end

    update-dns -.-> notify-bob
    update-dns --> notify-carol
    notify-bob --> log-as-done
    notify-carol -.-> log-as-done
{
  "bafy...updateDnsTask": {
    "on": "dns:example.com?TYPE=TXT",
    "call": "crud/update",
    "input": {
      "value": "hello world"
    }
  },
  "bafy...sendBobEmailTask": {
    "on": "mailto://alice@example.com",
    "call": "msg/send",
    "input": {
      "to": "bob@example.com",
      "subject": "DNSLink for example.com",
      "body": {
        "await/ok": {
          "/": "bafy...updateDnsTask"
        }
      }
    }
  },
  "bafy...updateDnsInvocation": {
    "v": "0.1.0",
    "run": {
      "/": "bafy...updateDnsInvocation"
    },
    "auth": {
      "/": "bafy...authForBatchOne"
    },
    "prf": [
      {
        "/": "bafyreibblnq5bawcchzh73nxkdmkx47hu64uwistvg4kyvdgfd6igkcnha"
      }
    ]
  },
  "bafy...sendBobEmailInvocation": {
    "v": "0.1.0",
    "run": {
      "/": "bafy...sendBobEmailTask"
    },
    "auth": {
      "/": "bafy...authForBatchOne"
    },
    "prf": [
      {
        "/": "bafyreibblnq5bawcchzh73nxkdmkx47hu64uwistvg4kyvdgfd6igkcnha"
      }
    ]
  },
  "bafy...authForBatchOne": {
    "scope": [
      {
        "/": "bafy...updateDnsTask"
      },
      {
        "/": "bafy...sendBobEmailTask"
      }
    ],
    "s": {
      "/": {
        "bytes": "7aEDQG2GvLnr2gVEfMDrEUV8S3fw8JuFGVKAGIhSZCqCmHGyQ8cdU2A/Vp97yAsZQ+tqBaMWN3Q6YJLfPpAdgaXf2gY"
      }
    }
  }
}
{
  "bafy...emailCarolTask": {
    "on": "mailto://alice@example.com",
    "call": "msg/send",
    "input": {
      "to": "carol@example.com",
      "subject": "Hey Carol, DNSLink was updated!",
      "body": {
        "await/ok": {
          "/": "bafy...updateDnsTask"
        }
      }
    }
  },
  "bafy...updateReportTask": {
    "on": "https://example.com/report",
    "call": "crud/update",
    "input": {
      "payload": {
        "from": "mailto://alice@exmaple.com",
        "to": [
          "bob@exmaple.com",
          "carol@example.com"
        ],
        "event": "email-notification"
      },
      "_": [
        {
          "await/ok": {
            "/": "bafy...emailBobTask"
          }
        },
        {
          "await/ok": {
            "/": "bafy...emailCarolTask"
          }
        }
      ]
    }
  },
  "bafy...authForSecondBatch": {
    "scope": [
      {
        "/": "bafy...emailCarolTask"
      },
      {
        "/": "bafy...updateReportInvocation"
      }
    ],
    "s": {
      "/": {
        "bytes": "7aEDQM1yNTEO/+TF69wUwteH+ftAjD0ik5tXDa+sheAiuOZobSco/+vU882/Nf3LtMRF1EDoP/H38PX2bD5nJzkHAAU"
      }
    }
  },
  "bafy...emailCarolInvocation": {
    "v": "0.1.0",
    "run": {
      "/": "bafy...emailCarolTask"
    },
    "auth": {
      "/": "bafy...authForSecondBatch"
    },
    "prf": [
      {
        "/": "bafyreiflsrhtwctat4gulwg5g55evudlrnsqa2etnorzrn2tsl2kv2in5i"
      }
    ]
  },
  "bafy...updateReportInvocation": {
    "v": "0.1.0",
    "run": {
      "/": "bafy...updateReporttask"
    },
    "auth": {
      "/": "bafy...authForSecondBatch"
    },
    "prf": [
      {
        "/": "bafyreiflsrhtwctat4gulwg5g55evudlrnsqa2etnorzrn2tsl2kv2in5i"
      }
    ]
  }
}

10 Prior Art

ucanto RPC from DAG House is a production system that uses UCAN as the basis for an RPC layer.

The Capability Transport Protocol (CapTP) is one of the most influential object-capability systems, and forms the basis for much of the rest of the items on this list.

The Object Capability Network (OCapN) protocol extends CapTP with a generalized networking layer. It has implementations from the Spritely Institute and Agoric. At time of writing, it is in the process of being standardized.

Electronic Rights Transfer Protocol (ERTP) builds on top of CapTP for blockchain & digital asset use cases.

Cap 'n Proto RPC is an influential RPC framework based on concepts from CapTP.

11 Acknowledgements

Many thanks to Mark Miller for his pioneering work on capability systems.

Many thanks to Luke Marsen and Simon Worthington for their feedback on invocation model from their work on Bacalhau and IPVM.

Many thanks to Zeeshan Lakhani for his many suggestions, references, clarifications, and suggestions on how to restructure sections for clarity.

Thanks to Marc-Antoine Parent for his discussions of the distinction between declarations and directives both in and out of a UCAN context.

Many thanks to Quinn Wilton for her discussion of speech acts, the dangers of signing canonicalized data, and ergonomics.

Thanks to Blaine Cook for sharing their experiences with OAuth 1, irreversible design decisions, and advocating for keeping the spec simple-but-evolvable.

Thanks to Philipp Krüger for the enthusiastic feedback on the overall design and encoding.

Thanks to Christine Lemmer-Webber for the many conversations about capability systems and the programming models that they enable.

Thanks to Rod Vagg for the clarifications on IPLD Schema implicits and the general IPLD worldview.

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